In this thesis the influence of solvents on crystal nucleation is probed to progress
understanding of crystal nucleation from solution.
Induction times of two solutes in different solvents and at different thermodynamic
driving forces were measured using a custom 20 mL multireactor system. To account for the
wide distribution of induction times under identical conditions, around 2,000 induction
times were collected, covering 25 combinations of solute, solvent and thermodynamic
driving force. Both the thermodynamic driving force required to achieve median induction
times of 2 hours, and the interfacial energies calculated using the Classical Nucleation
Theory, were found to decrease in the order ethanol > isopropanol > toluene > ethyl acetate
for fenoxycarb, and [n-propanol & toluene] > ethyl acetate > acetonitrile for tolbutamide.
Thus both solutes nucleate more easily in ethyl acetate than in either toluene or the alcohols.
Absolute values of interfacial energies ranged from 0.5 to 5 mJ/m2 in line with results of
similar experiments in the literature. For fenoxycarb these correlated quite well with
solvent-solute interaction enthalpies (with the exception of toluene) such that stronger
binding of the solute by the solvent corresponded to more difficult nucleation. This trend has
recently also been reported for salicylic acid and risperidone. In the case of tolbutamide the
same relationship appeared to be complicated by a second mechanism, whereby tolbutamide
assumes different solvent-dependent conformers in solution that hinder nucleation relative to
the energy barrier of rotating to the conformer found in the crystal.
While collecting induction times for fenoxycarb in isopropanol, a history of solution
effect on the nucleation rate was discovered whereby nucleation becomes more difficult
with increasing pretreatment temperature and time. Such an effect has been sporadically
reported for the past 100 years, but its cause remains unsolved. In order to quantify this
effect, the influence of solution pretreatment on the nucleation was measured by collecting
1,800 induction times spanning 17 combinations of pretreatment time and temperature. The
influence of pretreatment time and temperature on the induction time was found to follow a
first order rate reaction with an activation energy of over 260 kJ mol-1. On the basis of
modelling it has previously been suggested for this system that the molecular packing in the
crystal lattice is not the thermodynamically stable configuration at the level of simple dimers
in solution, and that solute aggregation must exist in solution due to the low solvent-tosolute
molecular ratio. It is thus hypothesized that the dissolution of crystalline material at
first leaves molecular assemblies in solution that retain features of the crystalline structure,
which facilitates subsequent nucleation. However, the longer the solution is kept at a
temperature above the saturation temperature and the higher the temperature, the more these
assemblies disintegrate and transform into molecular structures less suited to form critical
nuclei. Thus a third mechanism affecting nucleation from solution may exist, involving the
structure of solute clusters.
Solubilities, required to estimate thermodynamic driving forces and interfacial energies,
were experimentally determined in several organic solvents using a gravimetric method.
Temperature ranges of 2-8 °C for tolbutamide and 5-45 °C for fenoxycarb were
investigated, with resulting solubilities ranging from 0.002 to 0.05 g tolbutamide / g solvent,
and from 0.06 to 29 g fenoxycarb / g solvent. As solubility is a function of the solid-state
structure, the latter was carefully identified using powder XRD, SEM, NMR and DSC.
Deviations from linearity in a solubility van’t Hoff plot were observed for fenoxycarb, and
demonstrated to arise from the van’t Hoff enthalpy of solution containing temperaturedependent
heat capacity and activity coefficient terms.